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For the world’s leaders in business and finance, Ropes & Gray’s global team of 1,200 professionals has the industry savvy and legal experience to identify critical issues, solve problems and pave the way for clients’ success. Continue


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Joining Ropes & Gray means becoming part of a global network of 1,200 professionals working across three continents and 17 time zones. And that translates into exciting career opportunities for entry-level candidates and experienced lawyers alike. Continue

SEC Approves FINRA Rules Addressing “Pay-to-Play” Practices

The Securities and Exchange Commission (the “SEC”) recently approved the Financial Industry Regulatory Authority, Inc. (“FINRA”) proposal to adopt FINRA Rules 2030 and 4580, which set forth pay-to-play restrictions, and associated recordkeeping requirements, for broker-dealers engaged in distribution or solicitation activities for compensation with government entities on behalf of investment advisers or their managed funds. Continue

Ropes & Gray attorneys regularly provide insightful perspective on key legal issues. To read more, visit our Alerts archive.